Flux Power Holdings, Inc. Annual report pursuant to Section 13 and 15(d)

Annual report pursuant to Section 13 and 15(d)

Note 7 - Stockholders' Deficit (Tables)

Note 7 - Stockholders' Deficit (Tables)

12 Months Ended

Jun. 30, 2016

Schedule of Stockholders' Equity Note, Warrants or Rights [Table Text Block]

	Number		Weighted Average Exercise Price Per Share		Remaining Contract Term (# years)
Shares purchaseable under outstanding warrants at June 30, 2014		22,798,347	$	1.21	1.95	-	3.70
Stock purchase warrants issued		5,241,749	$	0.22	1.53	-	2.54
Stock purchase warrants exercised		-	$	-
Shares purchasable under outstanding warrants at June 30, 2015		28,040,096	$	0.21	1.53	–	3.70

Schedule of Share-based Compensation, Stock Options, Activity [Table Text Block]

	Number of Shares			Weighted Average Exercise Price		Weighted Average Remaining Contract Term (# years)
Outstanding at June 30, 2015		6,101,357		$	0.16
Granted		4,385,000		$	0.05
Exercised		-
Forfeited and cancelled		(1,482,337	)	$	0.12
Outstanding at June 30, 2016		9,004,020		$	0.11		7.55
Exercisable at June 30, 2016		6,525,902		$	0.13		6.95

	Number of Shares			Weighted Average Exercise Price		Weighted Average Remaining Contract Term (# years)
Outstanding at June 30, 2014		6,335,695		$	0.19		8.04
Granted		400,000
Exercised		-
Forfeited and cancelled		(634,338	)
Outstanding at June 30, 2015		6,101,357		$	0.16		7.48
Exercisable at June 30, 2015		4,749,859		$	0.16		7.25

Schedule of Employee Service Share-based Compensation, Allocation of Recognized Period Costs [Table Text Block]

Years ended June 30,	2016		2015
Research and development	$	21,000	$	12,000
General and administrative		88,000		225,000
Total stock-based compensation expense	$	109,000	$	237,000

Schedule of Share-based Payment Award, Stock Options, Valuation Assumptions [Table Text Block]

	2016			2015
Expected volatility		100%			100	%
Risk free interest rate		1.31%			0.96	%
Forfeiture rate	17%	-	24%		17	%
Dividend yield		0%			0	%
Expected term (years)		3			3

- Definition

Tabular disclosure of warrants or rights issued. Warrants and rights outstanding are derivative securities that give the holder the right to purchase securities (usually equity) from the issuer at a specific price within a certain time frame. Warrants are often included in a new debt issue to entice investors by a higher return potential. The main difference between warrants and call options is that warrants are issued and guaranteed by the company, whereas options are exchange instruments and are not issued by the company. Also, the lifetime of a warrant is often measured in years, while the lifetime of a typical option is measured in months. Disclose the title of issue of securities called for by warrants and rights outstanding, the aggregate amount of securities called for by warrants and rights outstanding, the date from which the warrants or rights are exercisable, and the price at which the warrant or right is exercisable.

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