UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 12, 2018 (April 9, 2018)

 

 

FLUX POWER HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

  

Nevada

 

 

000-25909

 

86-0931332

(State or Other Jurisdiction of

Incorporation)

 

(Commission File Number)

 

(IRS Employer

Identification No.)

 

985 Poinsettia Avenue, Suite A, Vista, California

 

92081

(Address of Principal Executive Offices)

 

(Zip Code)

 

877-505-3589

(Registrant's telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

 

Item 7.01 Regulation FD Disclosure. 

 

On April 9, 2018, the Company attended The MicroCap Conference in New York City, NY and reported limited estimated financial information for the nine months ended March 31, 2018 and discussed certain forward-looking performance estimates. Such financial results and performance estimates are included in the Investor Presentation attached hereto as Exhibit 99.1.

 

The information contained in this Item 7.01 and Exhibit 99.1 attached hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

 

 

Item 9.01  Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No. 

Exhibit Description

 

 

99.1

Investor Presentation dated April 9, 2018

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Flux Power Holdings, Inc.,

 

 

A Nevada Corporation

 

 

 

 

 

 

 

Dated: April 12, 2018

/s/ Ronald Dutt

 

 

Ronald Dutt, Chief Executive Officer

and Chief Financial Officer